Job: Investment Services Paralegal $70-85k

Title Investment Services Paralegal $70-85k
Categories Paralegals
Salary $70-85
Job ID 2019
Location New York, NY
Job Information

An international law firm seeks an Investment Services Paralegal


• Preparing and reviewing filings with the Securities and Exchange Commission for mutual funds, private funds, investment advisers and broker-dealers.

• Conduct research related to filings and business transactions through both print and
electronic sources

• Drafting and maintaining corporate legal and governance documents

• Draft closing documents and correspondence

• Prepare closing sets and post-closing documentation

• Review and organize due diligence materials

• Assist attorneys with filings, opinions and business transactions

• Analyze and organize client records

• Interact with clients and other counsel during business transactions

• Work with corporate vendors to attend to the filing of governmental and agency filings for fund and adviser clients

• Annually log at least 1,500 billable hours

• Work effectively with project assistants and other support personnel for completion of client closing document sets

Qualifications and Education:

• A bachelor’s degree is required , paralegal certificate preferred

• Three or more years’ experience in Corporate or securities experience is required

• Private fund or registered mutual fund experience is a plus

• Working knowledge of securities laws and regulations

• Experience in investment services or mutual fund compliance a plus

• Strong research skills

• Excellent written and verbal communication skills

• Ability to perform multiple tasks in a fast-paced environment

• Willingness to work overtime

• Ability to work independently under tight deadlines

• Strong organizational skills

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